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[council] Answers to some common questions being encountered by the ICANN staff on the IANA stewardship transition
- To: "council@xxxxxxxxxxxxxx" <council@xxxxxxxxxxxxxx>
- Subject: [council] Answers to some common questions being encountered by the ICANN staff on the IANA stewardship transition
- From: Bruce Tonkin <Bruce.Tonkin@xxxxxxxxxxxxxxxxxx>
- Date: Sat, 10 Sep 2016 03:43:30 +0000
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- Thread-topic: Answers to some common questions being encountered by the ICANN staff on the IANA stewardship transition
From
https://www.icann.org/iana-stewardship-questions
Answering some of your questions on the stewardship transition
By delivering the IANA stewardship transition
proposal<https://www.icann.org/resources/pages/board-ntia-transmissions-2016-06-13-en>
to the U.S. Department of Commerce's National Telecommunications and
Information Administration (NTIA) in March, the global Internet community
executed the largest multistakeholder
process<https://www.icann.org/resources/pages/iana-accountability-participation-statistics-2015-11-04-en>
ever undertaken in Internet governance.
The transition proposal achieved the broad support thousands of Internet
stakeholders by reinforcing the current multistakeholder system and making
ICANN more accountable to Internet users around the world. The proposal also
garnered support from global representatives of industry, the technical
community, civil society groups, academics, governments and end users.
The timely completion of the transition will help preserve the continued
openness of the Internet by entrusting its oversight with those who have made
the greatest investments in its extraordinary success so far – the
volunteer-based multistakeholder community.
Still, some questions remain about the nature of the IANA functions, ICANN, and
the likely impacts of the transition and we wanted to answer them for you in
one place.
1. Does the transition threaten Internet freedom?
No. The United States Government's contract with ICANN does not give the U.S.
any power to regulate or protect speech on the Internet. The IANA functions are
technical – not content – based. The freedom of any person to express his or
herself on the globally interoperable Internet is in fact enhanced by the
transition moving forward. ICANN is not, has not been, and by its Bylaws cannot
become, a place for regulation of content.
Ensuring that the Internet remains open, interoperable and stable in the
long-term helps protect Internet freedom. Some believe that extending the
contract may actually lead to the loss of Internet freedom because it could
fuel efforts to move Internet governance decisions to the United Nations
(U.N.). Former Homeland Security Secretary Michael Chertoff and retired Vice
Chairman of the Joint Chiefs of Staff James Cartwright
stated<http://www.politico.com/agenda/story/2016/06/keep-internet-free-and-open-icann-000140>
that, "rejecting or even delaying the transition would be a gift to those
governments threatened by a free and open Internet."
2. Will countries be able to censor speech on the Internet after the
transition?
No more so than they can today. Right now, there is nothing about ICANN or its
contract with the U.S. Government that prevents a country from censoring or
blocking content within its own borders. ICANN is a technical organization and
does not have the remit or ability to regulate content on the Internet. That is
true under the current contract with the U.S. Government and will remain true
without the contract with the U.S. Government. The transition will not empower
or prohibit sovereign states from censoring speech.
Many leading civil society and advocacy
groups<https://www.accessnow.org/cms/assets/uploads/2016/05/CSstatementonIANAtransitionMay2016-1.pdf>
[PDF, 106 KB] actually argue that the transition will enhance free speech on
the Internet. Human Rights Watch, Access Now, Article19, Open Technology
Institute and Public Knowledge, support the transition because "executing upon
the IANA transition is the best way to ensure the continued functionality of
the global internet and to protect the free flow of information so essential to
human rights protection."
3. Will ICANN be more susceptible to capture by a single entity after the
transition?
No. ICANN's multistakeholder model is designed to ensure that no single entity,
whether country, business or interest group, can capture ICANN or exclude other
parties from decision-making processes. Features of this model include open
processes where anyone can participate, decisions made by consensus,
established appeals mechanisms, and transparent and public meetings. These
elements are all reinforced in the community transition
proposal<https://www.icann.org/resources/pages/board-ntia-transmissions-2016-06-13-en>
and have been building blocks for the free and open Internet we see today.
NTIA, along with other U.S. Government agencies and a panel of corporate
governance experts, conducted a thorough review of the transition
proposal<https://www.ntia.doc.gov/report/2016/iana-stewardship-transition-proposal-assessment-report>.
NTIA confirmed that the proposal mitigated the risk of a government or
third-party capture of ICANN after the transition. Columbia University's John
Coffee also concluded
that<http://www.newyorklawjournal.com/id=1202762978409/Adventures-in-Corporate-Governance-Guarding-the-Internet?mcode=0&curindex=0&curpage=ALL>,
"ICANN has been given so many checks and balances that it is difficult to
imagine a hostile takeover," after the transition.
4. Will ICANN seek oversight by the U.N. to maintain its antitrust exemption
after the transition?
No. ICANN is not, and never has been exempted from antitrust laws. ICANN has
not been granted an antitrust exemption through any of its contracts with NTIA
or the U.S. Department of Commerce. No court ruling in favor of ICANN has ever
cited an antitrust exemption to support its ruling. This past July, NTIA
Administrator Larry Strickling addressed the
concerns<https://www.ntia.doc.gov/speechtestimony/2016/remarks-assistant-secretary-strickling-internet-governance-forum-usa>
about the possible antitrust liability of a post-transition ICANN and
reaffirmed that "ICANN always has and will continue to be subject to antitrust
laws."
After the transition, ICANN will have no mandate, need or reason to seek to be
overseen by another governmental or inter-governmental group for protection.
NTIA also would not allow the transition to occur if ICANN were to replace the
role of the U.S. Government with another government or inter-governmental
organization.
5. Will governments have more control over the Internet after the transition?
No. The transition proposal does not increase the role of governments over the
Internet or ICANN as an organization. The multistakeholder model appropriately
limits the influence of governments and intergovernmental organizations to an
advisory role in policy development. More than 160 governments actively
participate as a single committee and must come to a consensus before policy
advice can be issued.
After the transition, there will be times where the ICANN Board must give
special consideration to the public policy advice of governments. However, this
will only happen when there is no objection from any government in the
committee – which includes the United States. This is a stricter requirement
than is currently in place for government advice.
In a March testimony before
Congress<http://docs.house.gov/meetings/IF/IF16/20160317/104682/HHRG-114-IF16-Wstate-PlonkA-20160317.pdf>
[PDF, 103 KB], Intel Corporation stated that the transition proposal "strikes
the right balance of including governments in a true multistakeholder
community, while not giving them increased influence over ICANN's decisions,"
after the transition.
6. Does delaying the transition by one or two years have any negative
consequences?
Yes, any delay of the transition could have significant global consequences.
The Internet is a voluntary, trust-based system. A delay would introduce
uncertainty, for businesses and other stakeholders, which could have long-term
business, social, cultural, political and economic impacts.
This past March, U.S. Ambassador David Gross
testified<http://www.commerce.senate.gov/public/index.cfm/hearings?ID=418B1D81-1F0B-4E09-BB71-A98FBABE42B9>
that, "the clearest impact [of a delay] is on the broader, global community.
It will signal that the U.S. has changed its position and no longer believes in
a private-sector led internet and that governments will play a primary role in
making the final decision. Russia, China, and others will welcome such a
decision." In addition, the Centre for International Governance Innovation
added<https://www.ourinternet.org/press/statement-by-gcig-regarding-iana-transition/>
to this sentiment by expressing that "[A delay will] increase distrust, and
will likely encourage some governments to pursue their own national or even
regional Internets."
7. Will ICANN relocate its headquarters outside of the United States after
the transition?
No. ICANN will not relocate its corporate headquarters location after the
transition. The transition proposal clearly
states<https://www.ianacg.org/icg-files/documents/IANA-transition-proposal-final.pdf>
[PDF, 2.32 MB] that "the legal jurisdiction in which ICANN resides is to
remain unchanged." California law is the basis for the new mechanisms created
to empower the ICANN community and hold ICANN the organization, Board and
community, accountable. In addition, ICANN's Articles of Incorporation are
filed under California law, and its Bylaws state that ICANN's headquarters are
in California.
8. Is it illegal to allow the transition to move forward without
congressional approval because it is a transfer of U.S. property?
No. ICANN is not aware of any U.S. Government property that would be
transferred as a result of the transition. In a letter to Chairman Grassley and
Chairman
Goodlatte<http://www.ntia.doc.gov/files/ntia/publications/20160810_-_ntia_response_to_grassley_goodlatte_-_iana.pdf>
[PDF, 1.25 MB] last month, NTIA stated that the Department of Commerce Office
of General Counsel conducted a legal review of this issue and advised NTIA that
transition would not result in the transfer of U.S. Government property, and
that, in the view of the Department, the authoritative root zone file is not
U.S. Government property.
9. Will Verisign have the ability to raise prices of.com domain names on 1
October 2016 as a result of the transition?
No. The cost of .com domains is capped at $7.85 until 30 November 2018. The
current pricing of the .com registry is defined by two separate contracts (1)
the .com Registry Agreement between Verisign and ICANN; and (2) the Cooperative
Agreement between Verisign and the Department of Commerce. After 2018, Verisign
and NTIA will have to negotiate to change the terms for the Cooperative
Agreement or agree to end the Cooperative Agreement before discussing new
pricing of the .com domain with ICANN.
In
letters<https://www.ntia.doc.gov/files/ntia/publications/2016-8-31_doj_response_to_cruz-lee-duffy.pdf>
[PDF, 851 KB] to Chairman Cruz, Chairman Lee, and Chairman Duffy last week,
the Assistant Attorney General stated that, consistent with past practices, it
is expected that NTIA will seek the advice of the U.S. Department of Justice on
any competition issues implicated by the extension of these two contracts.
10. Do the recent independent review process (IRP) decisions regarding
applications for new generic top level domains prove that ICANN is not
sufficiently transparent or accountable enough for the transition?
No. An IRP is an accountability mechanism used to review and resolve a concern
raised by the community over a policy decision made by ICANN. Any result from
an IRP, whether positive or negative, demonstrates that the system of checks
and balances built into the ICANN multistakeholder model works. The IRP has
been enhanced to strengthen ICANN's commitment to employ open, transparent,
bottom-up, multistakeholder processes after the transition.
11. Does ICANN have an operational relationship with the Chinese
government?
No. ICANN does not have any operational relationship with the Chinese
Government. ICANN's engagement center in China is one of seven around the
world. The presence of an ICANN engagement center or operational hub within a
country does not imply any level of support for the nation's government or its
policies.
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